Derek
Dunn
Principal Asset Management
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About this Advisor
Derek Dunn is a financial advisor based in Charlotte, North Carolina, working with Principal Asset Management. Derek has previously held positions at Mass Mutual Life Insurance Company, Mml Investors Services, LLC, Fairfield University, Morgan Stanley, Town Of Madison, Lenny And Joe's Fish Tale, Aon Investments USA, Principal Funds Distributor, and Principal Asset Management. Derek has passed the Series 66 regulatory exam and is registered to provide services in North Carolina. Currently, Derek is part of Principal Asset Management, which operates out of Charlotte, North Carolina. The firm has 19 offices and 1,955 employees. The firm manages assets totaling $377.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, educational seminars, and other services. The fee structure at Principal Asset Management includes asset-based, fixed, performance-based, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Principal Asset Management Brokerage Details
$377,222,976,882
1,955
6,824
$55,278,865
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
- Other
Derek Dunn Work History
Principal Funds Distributor
Principal Asset Management
Aon Investments Usa
Mass Mutual Life Insurance Company
Mml Investors Services, LLC
Morgan Stanley
Town Of Madison
Fairfield University
Lenny And Joe'S Fish Tale
Disclosures
Please visit the SEC profile of Derek Dunn to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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