Derrick
Catherman
49 Financial
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About this Advisor
Derrick Catherman is a financial advisor operating in Charlotte, North Carolina. Catherman currently works for 49 Financial. Over the course of their career, Catherman has held roles at Saint John'S University, Murray Moving, Saint John'S University Athletic Department, Tomball Memorial High School, Coto Sports, Axa Advisors, LLC, Austex Moving, Purshe Kaplan Sterling Investments, Inc, Thrivent Advisor Network, LLC and 49 Wealth Management, LLC. Catherman has Series 63 and Series 66 licenses, qualifying them as a securities representative, and can serve investors in North Carolina. 49 Financial is an advisory firm that has its headquarters in Austin, TX. It manages $231 million in assets under management between its 2,262 client accounts, making it one of the mid-sized firms in the country by assets under management. Of its 2,262 accounts, just 4% are held by high-net-worth clients who have greater than $1 million in assets available to invest. The business performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors usually are based on the type of financial services provided. Fee types charged by 49 Financial likely are comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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49 Financial Brokerage Details
$230,561,939
55
2,262
$101,928
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Derrick Catherman Work History
Derrick has been registered as a financial advisor for 0 years.*
49 Wealth Management, LLC
Purshe Kaplan Sterling Investments, Inc
Murray Moving
Axa Advisors, LLC
Austex Moving
Thrivent Advisor Network, LLC
Saint John'S University Athletic Department
Saint John'S University
Coto Sports
Tomball Memorial High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Derrick Catherman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at 49 Financial
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Rogers, AR
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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