Diane
Willis

Lincoln Financial Securities Corporation

CRD#2525337
Investment Advisor
in Charlotte, NC
Are you Diane Willis? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Diane Willis is a certified financial planner in Charlotte, North Carolina. Currently a registered advisor with Lincoln Financial Securities Corporation, they have gathered 14 years of experience in the financial advisory industry. Willis holds Series 63 and Series 65 licenses, which certify them as both a securities agent and an investment advisor representative. Willis is registered to serve customers based out of North Carolina and Texas. During their career, Willis has held roles at Lincoln Financial Securities Corp, Woodbury Financial and Invest Financial Corp. Lincoln Financial Securities Corporation is headquartered in Charlotte, North Carolina, and has 322 other offices in the nation. In total, Lincoln Financial Securities Corporation oversees $3 billion in assets dispersed across 13,186 client accounts and retains more than 1,017 people. The firm's total assets under management places it among the largest financial advisory firms in the country. The firm manages 2,740 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 4% of the advisor firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. Lincoln Financial Securities Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

13850 Ballantyne Corporate Place Suite 500
Charlotte, NC 28277

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Lincoln Financial Securities Corporation Brokerage Details

Total Assets Under Management

$2,820,598,874

NC Average: $1,347,246,178
Total Number of Employees

938

NC Average: 46
Total Number of Accounts

14,485

NC Average: 1,775
Average Account Size

$194,726

NC Average: $759,012

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Diane Willis Work History

Diane has 14 years of experience.

2017 - Present (2 years)

Lincoln Financial Securities Corp

2016 - 2017 (1 years)

Invest Financial Corp

2004 - 2016 (12 years)

Woodbury Financial

Disclosures

Diane Willis has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started