Dorothy
Yandle

Lpl Financial LLC

CRD#4009416
Investment Advisor
in Charlotte, NC

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About this Advisor

Dorothy Yandle is a financial advisor based in Charlotte, North Carolina, working with Lpl Financial LLC. Dorothy has previously held positions at North American Co For Life & Health, Triad Advisors, Inc, and Lpl Financial LLC. Dorothy has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in North Carolina and Texas. Currently, Dorothy is part of Lpl Financial LLC, which operates out of Charlotte, North Carolina. The firm has 17,453 offices and 35,841 employees. The firm manages assets totaling $463.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

8037 Corporate Center Dr #300
Charlotte, NC 28226

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$463,475,486,343

NC Average: $646,059,043
Total Number of Employees

35,841

NC Average: 13
Total Number of Accounts

1,910,545

NC Average: 661
Average Account Size

$242,588

NC Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Dorothy Yandle Work History

2022 - Present (2 years)

Lpl Financial LLC

2013 - 2022 (9 years)

Triad Advisors, Inc

2012 - 2022 (10 years)

North American Co For Life & Health

Disclosures

Please visit the SEC profile of Dorothy Yandle to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Elizabeth Brennan
Fort Mill, SC
Amanda Murray
Cohasset, MA
Charles Christy
Metairie, LA
Gregory Peebles
Dublin, CA
Philip Reed
South Portland, ME
Paul Wallin
San Antonio, TX
Yixuan Cheng
Austin, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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