Lpl Financial LLC
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About this Advisor
Edward Doughty is a certified financial planner whose office is in Charlotte, North Carolina. Currently an investment advisor at Lpl Financial LLC, they have accumulated a notable 25 years of professional experience in the financial advisory industry. Doughty maintains Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Doughty is able to serve investors based out of North Carolina and Texas. Their career trajectory has included roles at Citigroup Global Markets Inc, Morgan Stanley Smith Barney and Lpl Financial LLC. Lpl Financial LLC is headquartered in Charlotte, North Carolina, and operates out of 8,011 offices in the nation. As a registered advisory firm, Lpl Financial LLC manages $153 billion in assets across 680,466 accounts and retains more than 22,703 people. The firm's total assets under management makes it one of the largest investment advisory firms in the country. The firm manages 655,827 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 23% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Lpl Financial LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Edward Doughty Work History
Edward has 25 years of experience.
Lpl Financial LLC
Morgan Stanley Smith Barney
Citigroup Global Markets Inc
Edward Doughty has disclosures.
Please visit their SEC profile for more details.