Edward
Doughty

Lpl Financial LLC

CRD#2423534
Investment Advisor
in Charlotte, NC
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About this Advisor

Edward Doughty is a certified financial planner whose office is in Charlotte, North Carolina. Currently an investment advisor at Lpl Financial LLC, they have accumulated a notable 25 years of professional experience in the financial advisory industry. Doughty maintains Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Doughty is able to serve investors based out of North Carolina and Texas. Their career trajectory has included roles at Citigroup Global Markets Inc, Morgan Stanley Smith Barney and Lpl Financial LLC. Lpl Financial LLC is headquartered in Charlotte, North Carolina, and operates out of 8,011 offices in the nation. As a registered advisory firm, Lpl Financial LLC manages $153 billion in assets across 680,466 accounts and retains more than 22,703 people. The firm's total assets under management makes it one of the largest investment advisory firms in the country. The firm manages 655,827 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 23% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Lpl Financial LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

25 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

6135 Park South Dr Ste 130
Charlotte, NC 28210

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$152,530,468,356

NC Average: $16,012,751,954
Total Number of Employees

22,703

NC Average: 118
Total Number of Accounts

680,466

NC Average: 4,567
Average Account Size

$224,156

NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Edward Doughty Work History

Edward has 25 years of experience.

2009 - 2009 (0 years)

Morgan Stanley Smith Barney

2009 - Present (10 years)

Lpl Financial LLC

1993 - 2009 (16 years)

Citigroup Global Markets Inc

Disclosures

Edward Doughty has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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