Ernest
Glass

Park Avenue Securities LLC

CRD#1004082
Investment Advisor
in Charlotte, NC
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About this Advisor

Ernest Glass is a certified financial planner whose office is in Charlotte, North Carolina. Currently a registered financial advisor at Park Avenue Securities LLC, Glass has an impressive 21 years of practice as a registered investment advisor. Glass holds Series 63 and Series 65 licenses, which certify the advisor as both a securities agent and an investment advisor representative. Glass is registered to advise customers in California, Louisiana, North Carolina and Texas. Over the course of their career, Glass has held roles at Guardian Life Insurance Co., Inc and Park Avenue Securities LLC. Park Avenue Securities LLC is based out of Charlotte, North Carolina, and operates out of 86 offices across the nation. As a company, Park Avenue Securities LLC manages $3 billion in assets across 18,575 client accounts and retains more than 1,708 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the country. The firm manages 15,111 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 24% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Park Avenue Securities LLC provides financial planning services, portfolio management for individuals and small businesses and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

4201 Congress St Suite 295
Charlotte, NC 28209

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$3,404,649,231

NC Average: $7,464,549,021
Total Number of Employees

1,708

NC Average: 88
Total Number of Accounts

18,575

NC Average: 3,892
Average Account Size

$183,292

NC Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops

Ernest Glass Work History

Ernest has 21 years of experience.

1999 - Present (20 years)

Park Avenue Securities LLC

1997 - Present (22 years)

Guardian Life Insurance Co., Inc

Disclosures

Ernest Glass has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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