Fanecia
Wiggan
Principal Securities, Inc
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About this Advisor
Fanecia Wiggan is a certified financial planner based out of Huntersville, North Carolina. Wiggan is an employee of Principal Securities, Inc. During their career, Wiggan has held roles at The Vanguard Group, Inc, Bank Of America, Personal Capital Advisors Corporation, Empower and Principal Securities. Wiggan maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in North Carolina. Principal Securities, Inc is a registered investment company based out of Des Moines, IA. The company has offices in 350 locations and a total of 1,430 advisors. It administers $9 billion in assets under management among its 46,075 customer accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm provides services to 34 charitable organizations. Of its 46,075 customer accounts, just 3% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. Principal Securities, Inc offers a wide set of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fees largely vary depending on which services the firm provides the client. However, fee types charged by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Fanecia Wiggan Work History
Fanecia has been registered as a financial advisor for 0 years.*
Principal Securities
Principal Securities
Personal Capital Advisors Corporation
Empower
The Vanguard Group, Inc
Bank Of America
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Fanecia Wiggan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
