Floyd
Pate

Lpl Financial LLC

CRD#3118779
Investment Advisor
in Lumberton, NC

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About this Advisor

Floyd Pate is a financial advisor who works out of Lumberton, North Carolina, who has been in the industry for 10 years. Pate is currently employed by Lpl Financial LLC. Their career trajectory has included roles at Wells Fargo Advisors LLC and Lpl Financial LLC. Pate has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in North Carolina. Lpl Financial LLC is an advisory company that has its headquarters in Lumberton, North Carolina. The company has offices in 9,519 locations and a total of 23,035 employees. It oversees $208 billion in assets across its 892,326 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 1,956 charities and foundations. Of its 892,326 accounts, 28% are associated with high-net-worth investors who have greater than $1 million in assets. Lpl Financial LLC performs a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules usually depend on which services the firm provides the client. However, fee types billed by Lpl Financial LLC can be comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

584 Farringdom Street
Lumberton, NC 28358

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$207,793,164,246

NC Average: $646,059,043
Total Number of Employees

23,035

NC Average: 13
Total Number of Accounts

892,326

NC Average: 661
Average Account Size

$232,867

NC Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Floyd Pate Work History

Floyd has 10 years of experience.

2012 - Present (10 years)

Lpl Financial LLC

2010 - 2012 (2 years)

Wells Fargo Advisors LLC

Disclosures

Floyd Pate has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Ernest Escobar
Mahwah, NJ
John Lewis
Moscow, PA
Richard Gankofskie
Kennesaw, GA
Robert Stanley
Scranton, PA
Jody James
Lewiston, ME
William Pretory
Basking Ridge, NJ
Hugh Coonrod
Naperville, IL

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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