Frederic
Jones

Royal Alliance Associates, Inc

CRD#2156847
Investment Advisor
in Charlotte, NC
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About this Advisor

Frederic Jones is a certified financial planner based in Charlotte, North Carolina, who has been in the financial industry for 27 years. Jones is on the advisory team at Royal Alliance Associates, Inc. Over the course of their career, Jones has held roles at Royal Alliance Associates, Inc and Signator Investors, Inc. Jones maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in North Carolina. Royal Alliance Associates, Inc is a financial advisory business based out of Charlotte, North Carolina. The firm has offices in 459 locations and a total of 1,933 employees. It oversees $8 billion in total assets across its 30,657 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides services to 40 charitable organizations. Of its 30,657 accounts, just 13% are associated with high-net-worth investors who have more than $1 million in investable assets. Royal Alliance Associates, Inc provides a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors depend on the type of financial services. However, fees billed by Royal Alliance Associates, Inc can consist of any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

27 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

13777 Ballantyne Corporate Place Suite 550
Charlotte, NC 28277

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

NC Average: $10,121,009,343
Total Number of Employees

2,951

NC Average: 92
Total Number of Accounts

62,916

NC Average: 6,978
Average Account Size

$200,603

NC Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Frederic Jones Work History

Frederic has 27 years of experience.

2018 - Present (1 year)

Royal Alliance Associates, Inc

1991 - Present (28 years)

Signator Investors, Inc

Disclosures

Frederic Jones has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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