George
Hicks

Capital Investment Advisory Services, LLC

CRD#1424975
Investment Advisor
in Raleigh, NC
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About this Advisor

George Hicks is a certified financial planner operating out of Raleigh, North Carolina, who has been in the advisory business for 31 years. Hicks is an advisor for Capital Investment Advisory Services, LLC. Their career trajectory has included roles at Capital Investment Group, Inc and Financial Resource Management, Inc. Hicks has a Series 63 license, designating them as a securities agent, and can advise clients in North Carolina. Capital Investment Advisory Services, LLC is a financial advisory firm operating out of Raleigh, North Carolina. It has offices in 39 locations and a total of 111 employees. It has $532 million in assets across its 3,454 accounts, making it one of the larger firms in the country by assets under management. Capital Investment Advisory Services, LLC performs a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors largely are based on which services the firm provides the client. However, fee types billed by Capital Investment Advisory Services, LLC likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

31 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

100 E. Six Forks Road Suite 200
Raleigh, NC 27609

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Capital Investment Advisory Services, LLC Brokerage Details

Total Assets Under Management

$532,072,939

NC Average: $3,625,019,099
Total Number of Employees

111

NC Average: 22
Total Number of Accounts

3,454

NC Average: 1,917
Average Account Size

$154,045

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

George Hicks Work History

George has 31 years of experience.

1992 - Present (27 years)

Capital Investment Group, Inc

1987 - Present (32 years)

Financial Resource Management, Inc

Disclosures

George Hicks has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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