Gregory
Allen
Principal Securities, Inc
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About this Advisor
Gregory Allen is a financial advisor based in Wilmington, North Carolina, working with Principal Securities, Inc. Gregory has previously held positions at W&S Brokerage Services, Western Southern Life, Coeco Office Systems, Copy Pro, Cavin Business Solutions, Pruco Securities, LLC, Prudential Insurance Company Of America, Principal Life Insurance Company, Principal Securities, Inc, and Fulcrum Capital Partners, LLC. Gregory has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in North Carolina. Currently, Gregory is part of Principal Securities, Inc, which operates out of Wilmington, North Carolina. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$12,105,712,948
1,349
54,844
$220,730
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Gregory Allen Work History
Principal Life Insurance Company
Principal Securities, Inc
Fulcrum Capital Partners, LLC
Pruco Securities, LLC
Prudential Insurance Company Of America
W&S Brokerage Services
Western Southern Life
Coeco Office Systems
Copy Pro
Cavin Business Solutions
Coeco Office Systems
Disclosures
Please visit the SEC profile of Gregory Allen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
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Charlotte, NC
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