Lpl Financial LLC
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About this Advisor
Herbert Moody is a financial advisor based in Charlotte, North Carolina. Currently an investment advisor with Lpl Financial LLC, Moody has a notable 22 years of experience as a registered investment advisor. Moody maintains a Series 63 license, qualifying them as a securities broker. Moody can operate in North Carolina. Over the course of their career, Moody has held roles at Walnut Street Securities, Inc, Capital Guardian, LLC, Capital Guardian Wealth Management, LLC, Lpl Financial, Morehead Plan Administrators and Morehead Plan Investments, Inc. Lpl Financial LLC is based out of Charlotte, North Carolina, and operates out of 8,011 offices in the United States. In total, Lpl Financial LLC manages $153 billion in assets across 680,466 client accounts and retains more than 22,703 people. The firm's total assets under management makes it one of the largest investment advisory firms in the United States. The firm manages 655,827 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 23% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Lpl Financial LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Herbert Moody Work History
Herbert has 22 years of experience.
Morehead Plan Investments, Inc
Capital Guardian, LLC
Capital Guardian Wealth Management, LLC
Walnut Street Securities, Inc
Morehead Plan Administrators
Herbert Moody has no disclosures.
Please visit their SEC profile for more details.