Jake
Gregory

Principal Advised Services

CRD#7617562
Investment Advisor
in Charlotte, NC

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About this Advisor

Jake Gregory is a financial advisor based in Charlotte, North Carolina, working with Principal Advised Services. Jake has previously held positions at East Rowan High School, Unc Wilmington, Country Club Of Landfall, Associate Staffing, Principal Securities Inc, and Principal Life Insurance. Jake has passed the Series 66 and Series 63 regulatory exams and is registered to provide services in Iowa and North Carolina. Currently, Jake is part of Principal Advised Services, which operates out of Charlotte, North Carolina. The firm has 46 offices and 140 employees. The firm manages assets totaling $569.5 million. The services offered by the firm include portfolio management for individuals and small businesses and the selection of other advisers. The fee structure at Principal Advised Services includes asset-based fees.

Certifications and Registrations

Series 66, Series 63

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

401 Mccullough Dr Ste 200
Charlotte, NC 28262

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Principal Advised Services Brokerage Details

Total Assets Under Management

$569,489,941

NC Average: $9,259,360,772
Total Number of Employees

140

NC Average: 166
Total Number of Accounts

11,801

NC Average: 7,189
Average Account Size

$48,258

NC Average: $1,287,990

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Jake Gregory Work History

2023 - Present (1 year)

Principal Life Insurance

2022 - Present (2 years)

Principal Securities Inc

2022 - 2023 (1 year)

Associate Staffing

2021 - 2022 (1 year)

Unc Wilmington

2020 - 2021 (1 year)

Country Club Of Landfall

2017 - 2020 (3 years)

Unc Wilmington

2012 - 2017 (5 years)

East Rowan High School

Disclosures

Please visit the SEC profile of Jake Gregory to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Advised Services

Paige Hardaway
Charlotte, NC
Austin Siefers
Des Moines, IA
Scott Mueller
Lake Oswego, OR
David Lemke
Urbandale, IA
Stanley Poorman
Des Moines, IA
Scott Christensen
Des Moines, IA
Ryan Steffen
Des Moines, IA
Lori Calloway
Frankfort, IN

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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