Bb&T Securities, LLC

Investment Advisor
in Charlotte, NC
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About this Advisor

James Appleby is a certified financial planner in Charlotte, North Carolina. Currently a registered financial advisor at Bb&T Securities, LLC, Appleby has 11 years of professional experience in the financial advisory industry. Appleby holds a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Appleby is registered to work with investors based out of North Carolina. Appleby has gained experience at First Citizens Investor Services, First Citizens Bank And Trust, Bb&T Investments and Bb&T Securities, LLC. Bb&T Securities, LLC is based out of Charlotte, North Carolina, and has 1,470 additional brick-and-mortar locations in the country. Overall, Bb&T Securities, LLC oversees $19 billion in assets dispersed across 44,665 client accounts and retains more than 1,823 people. The amount of assets the firm manages places it among the largest financial advisory firms in the country. The firm manages 36,169 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 8% of the firm's clients are high-net-worth individuals, meaning they have greater than $1 million in capital. Bb&T Securities, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions



Office Location

200 S College St 11Th Fl
Charlotte, NC 28202

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Bb&T Securities, LLC Brokerage Details

Total Assets Under Management


NC Average: $1,835,309,194
Total Number of Employees


NC Average: 32
Total Number of Accounts


NC Average: 1,458
Average Account Size


NC Average: $1,258,785

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

James Appleby Work History

James has 11 years of experience.

2018 - Present (1 year)

Bb&T Securities, LLC

2010 - Present (9 years)

Bb&T Investments

2007 - 2010 (3 years)

First Citizens Investor Services

2007 - 2010 (3 years)

First Citizens Bank And Trust


James Appleby has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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