James
Appleby

Bb&T Securities, LLC

CRD#4541094
Investment Advisor
in Charlotte, NC
Are you James Appleby? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

James Appleby is a certified financial planner in Charlotte, North Carolina. Currently a registered financial advisor at Bb&T Securities, LLC, Appleby has 11 years of professional experience in the financial advisory industry. Appleby holds a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Appleby is registered to work with investors based out of North Carolina. Appleby has gained experience at First Citizens Investor Services, First Citizens Bank And Trust, Bb&T Investments and Bb&T Securities, LLC. Bb&T Securities, LLC is based out of Charlotte, North Carolina, and has 1,470 additional brick-and-mortar locations in the country. Overall, Bb&T Securities, LLC oversees $19 billion in assets dispersed across 44,665 client accounts and retains more than 1,823 people. The amount of assets the firm manages places it among the largest financial advisory firms in the country. The firm manages 36,169 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 8% of the firm's clients are high-net-worth individuals, meaning they have greater than $1 million in capital. Bb&T Securities, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

200 S College St 11Th Fl
Charlotte, NC 28202

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Bb&T Securities, LLC Brokerage Details

Total Assets Under Management

$19,110,408,254

NC Average: $1,835,309,194
Total Number of Employees

1,823

NC Average: 32
Total Number of Accounts

44,665

NC Average: 1,458
Average Account Size

$427,861

NC Average: $1,258,785

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

James Appleby Work History

James has 11 years of experience.

2018 - Present (1 years)

Bb&T Securities, LLC

2010 - Present (9 years)

Bb&T Investments

2007 - 2010 (3 years)

First Citizens Investor Services

2007 - 2010 (3 years)

First Citizens Bank And Trust

Disclosures

James Appleby has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started