James
Baker
Fifth Third Securities, Inc
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About this Advisor
James Baker is a financial advisor based in Charlotte, North Carolina, working with Fifth Third Securities, Inc. James has previously held positions at Fifth Third Bank and Fifth Third Securities. James has passed the Series 66 regulatory exam and is registered to provide services in North Carolina. Currently, James is part of Fifth Third Securities, Inc, which operates out of Charlotte, North Carolina. The firm has 1,117 offices and 1,228 employees. The firm manages assets totaling $8.0 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, and other services. The fee structure at Fifth Third Securities, Inc includes asset-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Fifth Third Securities, Inc Brokerage Details
$7,982,892,401
1,228
40,143
$198,861
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
James Baker Work History
Fifth Third Bank
Fifth Third Securities
Disclosures
Please visit the SEC profile of James Baker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Fifth Third Securities, Inc
Denver, NC
Naples, FL
Ormond Beach, FL
Northbrook, IL
Cincinnati, OH
New Lenox, IL
Knoxville, TN
Winter Garden, FL
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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