James
Cox
Westend Advisors, LLC
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About this Advisor
James Cox is a financial advisor based in Charlotte, North Carolina, working with Westend Advisors, LLC. James has previously held positions at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Westend Advisors, LLC, and Victory Capital Services, Inc. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in North Carolina. Currently, James is part of Westend Advisors, LLC, which operates out of Charlotte, North Carolina. The firm has 29 employees and manages assets totaling $1.5 billion. The firm serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, and other services. The fee structure at Westend Advisors, LLC includes asset-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Westend Advisors, LLC Brokerage Details
$1,457,139,165
29
3,525
$413,373
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Other
James Cox Work History
Victory Capital Services, Inc
Westend Advisors, LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors LLC
Disclosures
Please visit the SEC profile of James Cox to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Westend Advisors, LLC
Charlotte, NC
Charlotte, NC
Dallas, TX
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Brooklyn, NY
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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