James
Earle
First Citizens Investor Services, Inc
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About this Advisor
James Earle is a financial advisor operating out of New Bern, North Carolina, with 6 years of industry experience. Earle works at First Citizens Investor Services, Inc. Over the course of their career, they have held roles at Fidelity Investments, Axa Advisors, Pruco Securities, LLC, The Prudential Insurance Company Of America and First Citizens Investor Services. Earle holds Series 63 and Series 66 licenses, qualifying them as a securities agent, and is registered to advise clients in North Carolina. First Citizens Investor Services, Inc is a registered investment company operating out of Raleigh, NC. The firm has offices in 73 locations and a total of 250 advisors. It handles $2 billion in assets under management among its 5,949 client accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm advises 15 charities and foundations. Of its 5,949 customer accounts, just 5% are associated with high-net-worth individuals who have greater than $1 million in assets. First Citizens Investor Services, Inc offers a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial management largely depend on the type of financial services provided. However, fee types billed by First Citizens Investor Services, Inc most likely are comprised of any combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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First Citizens Investor Services, Inc Brokerage Details
$1,526,535,778
250
5,949
$256,604
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
James Earle Work History
James has been registered as a financial advisor for 6 years.*
First Citizens Investor Services
Pruco Securities, LLC
The Prudential Insurance Company Of America
Axa Advisors
Fidelity Investments
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Earle to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at First Citizens Investor Services, Inc
Goldsboro, NC
Mount Pleasant, SC
Charlotte, NC
Wilmington, NC
Charleston, SC
Raleigh, NC
Wilmington, NC
Durham, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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