James
Matthews

Park Avenue Securities LLC

CRD#5331004
Investment Advisor
in Charlotte, NC
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About this Advisor

James Matthews is a certified financial planner who works in Charlotte, North Carolina, who has been in the industry for 13 years. Matthews is an employee of Park Avenue Securities LLC. Their career trajectory has included roles at Wachovia Securities, LLC, Wachovia Bank, N.A, Wells Fargo Advisors LLC, Hewitt Financial Services LLC, Aon Hewitt Financial Advisors LLC, Park Avenue Securities LLC and Guardian Life Ins. Matthews maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Connecticut, Texas, New Jersey and North Carolina. Park Avenue Securities LLC is a registered investment firm based out of Charlotte, North Carolina. The firm has offices in 86 locations and a total of 1,708 employees. It oversees $3 billion in total assets across its 18,575 client accounts, placing it among the biggest firms in the nation by assets under management. The firm serves 77 charities and foundations. Of its 18,575 accounts, 24% belong to high-net-worth clients who have at least $1 million in assets available to invest. Park Avenue Securities LLC provides a few services, such as financial planning services, portfolio management for individuals and small businesses and educational seminars. Financial advisory fees usually depend on the services. Fee types billed by Park Avenue Securities LLC likely are comprised of some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

4201 Congress St Suite 295
Charlotte, NC 28209

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$4,022,487,394

NC Average: $7,464,549,021
Total Number of Employees

1,777

NC Average: 88
Total Number of Accounts

25,160

NC Average: 3,892
Average Account Size

$159,876

NC Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

James Matthews Work History

James has 13 years of experience.

2017 - Present (2 years)

Park Avenue Securities LLC

2017 - Present (2 years)

Guardian Life Ins

2013 - 2017 (4 years)

Hewitt Financial Services LLC

2013 - 2017 (4 years)

Aon Hewitt Financial Advisors LLC

2009 - 2013 (4 years)

Wells Fargo Advisors LLC

2007 - 2009 (2 years)

Wachovia Securities, LLC

2005 - 2013 (8 years)

Wachovia Bank, N.A

Disclosures

James Matthews has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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