Park Avenue Securities LLC
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About this Advisor
James Matthews is a certified financial planner who works in Charlotte, North Carolina, who has been in the industry for 13 years. Matthews is an employee of Park Avenue Securities LLC. Their career trajectory has included roles at Wachovia Securities, LLC, Wachovia Bank, N.A, Wells Fargo Advisors LLC, Hewitt Financial Services LLC, Aon Hewitt Financial Advisors LLC, Park Avenue Securities LLC and Guardian Life Ins. Matthews maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Connecticut, Texas, New Jersey and North Carolina. Park Avenue Securities LLC is a registered investment firm based out of Charlotte, North Carolina. The firm has offices in 86 locations and a total of 1,708 employees. It oversees $3 billion in total assets across its 18,575 client accounts, placing it among the biggest firms in the nation by assets under management. The firm serves 77 charities and foundations. Of its 18,575 accounts, 24% belong to high-net-worth clients who have at least $1 million in assets available to invest. Park Avenue Securities LLC provides a few services, such as financial planning services, portfolio management for individuals and small businesses and educational seminars. Financial advisory fees usually depend on the services. Fee types billed by Park Avenue Securities LLC likely are comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Park Avenue Securities LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
James Matthews Work History
James has 13 years of experience.
Park Avenue Securities LLC
Guardian Life Ins
Hewitt Financial Services LLC
Aon Hewitt Financial Advisors LLC
Wells Fargo Advisors LLC
Wachovia Securities, LLC
Wachovia Bank, N.A
James Matthews has no disclosures.
Please visit their SEC profile for more details.