James
Polito
Nuveen Asset Management, LLC
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About this Advisor
James Polito is a financial advisor based in Charlotte, North Carolina, working with Nuveen Asset Management, LLC. James has previously held positions at Mbsc Securities Corporation, Nuveen, and experienced a period of unemployment. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Illinois. Currently, James is part of Nuveen Asset Management, LLC, which operates out of Charlotte, North Carolina. The firm has 14 offices and 397 employees. The firm manages assets totaling $239.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. The fee structure at Nuveen Asset Management, LLC includes asset-based, fixed, and performance-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Nuveen Asset Management, LLC Brokerage Details
$239,614,971,441
397
59,703
$4,013,449
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
James Polito Work History
Nuveen
Period Of Unemployment
Mbsc Securities Corporation
Disclosures
Please visit the SEC profile of James Polito to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Nuveen Asset Management, LLC
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
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