Vanguard Advisers Inc

Investment Advisor
in Charlotte, NC
Are you James Poteet? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

James Poteet is a certified financial planner whose office is in Charlotte, North Carolina. Currently a registered advisor with Vanguard Advisers Inc, Poteet has 11 years of professional experience in the financial advisory industry. Poteet maintains Series 63 and Series 66 licenses, certifying the advisor as a securities agent. Poteet is registered to operate in North Carolina and Texas. During their career, Poteet has held roles at Chase Investment Services Corp, Saint Patrick Cathedral Church, Citizens Bank, Lpl Financial, Metlife Securities Inc, Manpower, Tim Collins State Farm, Sears Holdings, Prout Financial Design and Chemical Bank. Vanguard Advisers Inc is headquartered in Charlotte, North Carolina, and operates out of three other locations in the nation. As an advisor firm, Vanguard Advisers Inc manages $151 billion in assets dispersed across 661,667 client accounts and employs more than 878 people. The level of assets currently under the firm's management places it among the biggest firms in the United States. The firm manages 661,632 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 4% of the investment firm's customers are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Vanguard Advisers Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. The firm may charge clients asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees



Office Location

2525 Water Ridge Parkway
Charlotte, NC 28217

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Vanguard Advisers Inc Brokerage Details

Total Assets Under Management


NC Average: $15,833,994,310
Total Number of Employees


NC Average: 41
Total Number of Accounts


NC Average: 3,342
Average Account Size


NC Average: $4,737,880

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

James Poteet Work History

James has 11 years of experience.

2014 - Present (5 years)

The Vanguard Group, Inc

2014 - 2014 (< 1 year)

Cetera Investment Advisers LLC

2013 - 2014 (1 year)

Chemical Bank

2013 - 2014 (1 year)

Cetera Investment Services

2012 - 2012 (< 1 year)

Sears Holdings

2012 - 2012 (< 1 year)

Prout Financial Design

2011 - 2011 (< 1 year)


2011 - 2012 (1 year)

Tim Collins State Farm

2010 - 2011 (1 year)

Metlife Securities Inc

2009 - 2010 (1 year)

Citizens Bank

2009 - 2010 (1 year)

Lpl Financial

2007 - 2009 (2 years)

Chase Investment Services Corp

2007 - 2009 (2 years)

Saint Patrick Cathedral Church


James Poteet has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started