James
Poteet

Vanguard Advisers Inc

CRD#3154885
Investment Advisor
in Charlotte, NC
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About this Advisor

James Poteet is a certified financial planner whose office is in Charlotte, North Carolina. Currently a registered advisor with Vanguard Advisers Inc, Poteet has 11 years of professional experience in the financial advisory industry. Poteet maintains Series 63 and Series 66 licenses, certifying the advisor as a securities agent. Poteet is registered to operate in North Carolina and Texas. During their career, Poteet has held roles at Chase Investment Services Corp, Saint Patrick Cathedral Church, Citizens Bank, Lpl Financial, Metlife Securities Inc, Manpower, Tim Collins State Farm, Sears Holdings, Prout Financial Design and Chemical Bank. Vanguard Advisers Inc is headquartered in Charlotte, North Carolina, and operates out of three other locations in the nation. As an advisor firm, Vanguard Advisers Inc manages $151 billion in assets dispersed across 661,667 client accounts and employs more than 878 people. The level of assets currently under the firm's management places it among the biggest firms in the United States. The firm manages 661,632 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 4% of the investment firm's customers are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Vanguard Advisers Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. The firm may charge clients asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$160,926,810,750

NC Average: $15,833,994,310
Total Number of Employees

984

NC Average: 41
Total Number of Accounts

460,532

NC Average: 3,342
Average Account Size

$349,437

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

James Poteet Work History

James has 11 years of experience.

2014 - Present (5 years)

The Vanguard Group, Inc

2014 - 2014 (< 1 year)

Cetera Investment Advisers LLC

2013 - 2014 (1 year)

Chemical Bank

2013 - 2014 (1 year)

Cetera Investment Services

2012 - 2012 (< 1 year)

Sears Holdings

2012 - 2012 (< 1 year)

Prout Financial Design

2011 - 2011 (< 1 year)

Manpower

2011 - 2012 (1 year)

Tim Collins State Farm

2010 - 2011 (1 year)

Metlife Securities Inc

2009 - 2010 (1 year)

Citizens Bank

2009 - 2010 (1 year)

Lpl Financial

2007 - 2009 (2 years)

Chase Investment Services Corp

2007 - 2009 (2 years)

Saint Patrick Cathedral Church

Disclosures

James Poteet has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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