James
Todd

Mml Investors Services, LLC

CRD#2176902
Investment Advisor
in Charlotte, NC
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About this Advisor

James Todd is a certified financial planner and chartered financial consultant working in Charlotte, North Carolina, who has been in the financial industry for 27 years. Todd currently works for Mml Investors Services, LLC. Todd has gained experience at The Northwestern Mutual Life Insurance C, Northwestern Mutual Investment Services, LLC, Massmutual Financial Group and Mml Investors Services Inc. Todd has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to work in North Carolina. Mml Investors Services, LLC is a registered investment firm headquartered in Charlotte, North Carolina. It has offices in 1,335 locations and a total of 8,095 people on staff. It administers $29 billion in total assets among its 238,365 customer accounts, making it one of the biggest firms in the country by assets under management. The firm serves 512 charities and foundations. The firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees are based on which services the firm provides the client. However, fee types charged by Mml Investors Services, LLC likely include some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

27 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

4350 Congress Street Suite 300
Charlotte, NC 28209

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$28,659,207,084

NC Average: $16,012,751,954
Total Number of Employees

8,095

NC Average: 118
Total Number of Accounts

238,365

NC Average: 4,567
Average Account Size

$120,232

NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Todd Work History

James has 27 years of experience.

2009 - Present (10 years)

Massmutual Financial Group

2009 - Present (10 years)

Mml Investors Services Inc

1991 - 2009 (18 years)

The Northwestern Mutual Life Insurance C

1991 - 2009 (18 years)

Northwestern Mutual Investment Services, LLC

Disclosures

James Todd has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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