James
Worrell

Northwestern Mutual Investment Services, LLC

CRD#2837892
Investment Advisor
in Charlotte, NC
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About this Advisor

James Worrell is a certified financial planner who works out of Charlotte, North Carolina, who has been in the advisory business for 22 years. Worrell is an employee of Northwestern Mutual Investment Services, LLC. Worrell has gained experience at Northwestern Mutual Life Ins Co, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company. Worrell maintains Series 63, Series 65 and Series 66 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in North Carolina. Northwestern Mutual Investment Services, LLC is a registered investment business headquartered in Charlotte, North Carolina. Northwestern Mutual Investment Services, LLC provides a set of services, such as selection of other advisers and other services. A financial advisor's fee schedules typically vary depending on which service is provided. However, fee types billed by Northwestern Mutual Investment Services, LLC may include fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66, Certified Financial Planner

Years of Experience

22 years

Services Offered

Other

Fee Structure

Fixed Fees, Others

Disclosures

No

Office Location

6235 Morrison Blvd
Charlotte, NC 28211

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

1,597

NC Average: 43

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Investment Advisory Services

  • Other

James Worrell Work History

James has 22 years of experience.

2016 - Present (3 years)

Northwestern Mutual Wealth Management Company

2014 - Present (5 years)

Northwestern Mutual Wealth Management Company

2006 - 2016 (10 years)

Northwestern Mutual Investment Services, LLC

1997 - Present (22 years)

Northwestern Mutual Investment Services, LLC

1996 - Present (23 years)

Northwestern Mutual Life Ins Co

Disclosures

James Worrell has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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