Joel
Poole

Principal Securities, Inc

CRD#7222796
Investment Advisor
in Charlotte, NC

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About this Advisor

Joel Poole is a financial advisor based in Charlotte, North Carolina, working with Principal Securities, Inc. Joel has previously held positions at New York Life Insurance Company, Northwestern Mutual, Advantage Technical Resources, K - Force, Nylife Securities LLC, Red Vulcan Investment Properties, Signature Consultants, The Vanguard Group, Inc, Amazon, Assurance - A Prudential Company, Merrill Lynch, Pierce, Fenner & Smith Inc, Disys Corp. (Contractor At Wells Fargo), Ttec, S & L Windows & Doors, The Core Training, Newell Rubbermaid, Ups, Aflac, Bank Of America N.A, Principal Life Insurance, and Principal Securities. Joel has passed the Series 66 regulatory exam and is registered to provide services in North Carolina. Currently, Joel is part of Principal Securities, Inc, which operates out of Charlotte, North Carolina. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

11215 N Community House Rd Ste 700
Charlotte, NC 28277

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$12,105,712,948

NC Average: $9,259,360,772
Total Number of Employees

1,349

NC Average: 166
Total Number of Accounts

54,844

NC Average: 7,189
Average Account Size

$220,730

NC Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Joel Poole Work History

2024 - Present (0 year)

Principal Life Insurance

2024 - Present (0 year)

Principal Securities

2023 - Present (1 year)

Bank Of America N.A

2022 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2017 - Present (7 years)

Red Vulcan Investment Properties

2022 - 2022 (< 1 year)

Disys Corp. (Contractor At Wells Fargo)

2022 - 2022 (< 1 year)

S & L Windows & Doors

2021 - 2021 (< 1 year)

Nylife Securities LLC

2021 - 2022 (1 year)

The Vanguard Group, Inc

2021 - 2021 (< 1 year)

Assurance - A Prudential Company

2021 - 2021 (< 1 year)

Ttec

2021 - 2021 (< 1 year)

Aflac

2020 - 2021 (1 year)

New York Life Insurance Company

2020 - 2020 (< 1 year)

Amazon

2020 - 2021 (1 year)

Ups

2019 - 2020 (1 year)

Northwestern Mutual

2018 - 2018 (< 1 year)

Advantage Technical Resources

2017 - 2018 (1 year)

Signature Consultants

2015 - 2015 (< 1 year)

The Core Training

2014 - 2017 (3 years)

K - Force

2014 - 2015 (1 year)

Newell Rubbermaid

Disclosures

Please visit the SEC profile of Joel Poole to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Robert Little
Birmingham, AL
Jill Leland
Corpus Christi, TX
Benjamin Hardy
Almond, NY
Martha Nielsen
Latham, NY
Brandon Meza
San Diego, CA
Caleb Robinson
Houston, TX
Andrew Karrmann
Elkhorn, NE
Joel Poole
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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