Joel
Poole
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Joel Poole is a financial advisor working out of Charlotte, North Carolina. Poole is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at New York Life Insurance Company, Northwestern Mutual, Advantage Technical Resources, K - Force, Family Dollar Corp, Nylife Securities LLC, Red Vulcan Investment Properties, Signature Consultants, The Vanguard Group, Inc, Amazon, Assurance - A Prudential Company, Merrill Lynch, Pierce, Fenner & Smith Inc, Disys Corp. (Contractor At Wells Fargo), Ttec, S & L Windows & Doors, The Core Training, Newell Rubbermaid, Ups, Aflac and Bank Of America N.A. Poole has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in North Carolina and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory company that has its headquarters in New York, NY. It has offices in 3,372 locations and a total of 36,687 financial advisors. It administers $1 trillion in total assets across its 2,864,234 customer accounts, making it one of the biggest firms in the country by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are held by high-net-worth individuals who have at least $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc has a wide array of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules are based on the financial services. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc may include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Joel Poole Work History
Joel has been registered as a financial advisor for 0 years.*
Bank Of America N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Red Vulcan Investment Properties
Disys Corp. (Contractor At Wells Fargo)
S & L Windows & Doors
Nylife Securities LLC
The Vanguard Group, Inc
Assurance - A Prudential Company
Ttec
Aflac
New York Life Insurance Company
Amazon
Ups
Northwestern Mutual
Advantage Technical Resources
Signature Consultants
The Core Training
K - Force
Newell Rubbermaid
Family Dollar Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joel Poole to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
