John
Palko

Capital Investment Advisory Services, LLC

CRD#2991951
Investment Advisor
in Charlotte, NC
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About this Advisor

John Palko is a certified financial planner who works in Charlotte, North Carolina, who has been in the industry for 13 years. Palko is on the advisory team at Capital Investment Advisory Services, LLC. Over the course of their career, Palko has held roles at Capital Investment Advisory Services, LLC, Scott & Stringfellow, Inc, Bb&T Securities, LLC and Capital Investment Group, Inc. Palko holds Series 63, Series 65 and Series 66 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in North Carolina. Capital Investment Advisory Services, LLC is a registered investment firm based in Charlotte, North Carolina. The investment advisory business has offices in 39 locations and a total of 111 employees. It has $532 million in assets under management between its 3,454 customer accounts, making it one of the bigger financial advisory firms in the United States by assets under management. Capital Investment Advisory Services, LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fees typically vary depending on which services the firm provides the client. However, fees billed by Capital Investment Advisory Services, LLC likely include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

8700 Barrelli Court
Charlotte, NC 28277

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Capital Investment Advisory Services, LLC Brokerage Details

Total Assets Under Management

$639,138,364

NC Average: $3,625,019,099
Total Number of Employees

105

NC Average: 22
Total Number of Accounts

4,361

NC Average: 1,917
Average Account Size

$146,558

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

John Palko Work History

John has 13 years of experience.

2018 - Present (1 year)

Capital Investment Advisory Services, LLC

2018 - Present (1 year)

Capital Investment Group, Inc

2013 - 2017 (4 years)

Bb&T Securities, LLC

2005 - 2013 (8 years)

Scott & Stringfellow, Inc

Disclosures

John Palko has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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