John
Swindell

First Citizens Investor Services, Inc

CRD#4822319
Investment Advisor
in Raleigh, NC

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About this Advisor

John Swindell is an investment advisor located in Raleigh, North Carolina. Currently a registered investment advisor at First Citizens Investor Services, Inc, they have gathered 10 years of work experience as a financial advisor. Swindell holds a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Swindell can act as a financial advisor based out of North Carolina. Throughout their career, Swindell has worked at Wells Fargo Advisors LLC, First Citizens Investor Services and First Citizens Bank. First Citizens Investor Services, Inc is located in Raleigh, North Carolina, and operates out of 72 other offices in the nation. In total, First Citizens Investor Services, Inc manages $981 million in assets covering 3,584 accounts and retains more than 175 people. The level of assets currently under the firm's management places it among the bigger financial advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 2% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. First Citizens Investor Services, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. The firm's fees may include asset-based and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

4300 Six Forks Road
Raleigh, NC 27609

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First Citizens Investor Services, Inc Brokerage Details

Total Assets Under Management

$980,920,651

NC Average: $3,625,019,099
Total Number of Employees

175

NC Average: 22
Total Number of Accounts

3,584

NC Average: 1,917
Average Account Size

$273,694

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

John Swindell Work History

John has 10 years of experience.

2020 - Present (1 year)

First Citizens Bank

2020 - Present (1 year)

First Citizens Investor Services

2016 - 2020 (4 years)

First Citizens Investor Services

2010 - 2016 (6 years)

Wells Fargo Advisors LLC

Disclosures

John Swindell has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at First Citizens Investor Services, Inc

Albert Stephens
Charlotte, NC
Mitchell Johnson
Wilmington, NC
Channing Hamby
Hayesville, NC
Ryan Hedlund
Columbia, SC
Andrew White
Augusta, GA
Brian Karg
Wilmington, NC
John Swindell
Raleigh, NC
Leigh Ann Rotz
Raleigh, NC

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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