Jon
Riley

Lpl Financial LLC

CRD#4490122
Investment Advisor
in Charlotte, NC
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About this Advisor

Jon Riley is a certified financial planner located in Charlotte, North Carolina. Currently a registered advisor with Lpl Financial LLC, Riley has 14 years of professional experience in the financial advisory industry. Riley maintains a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Riley is able to act as a financial advisor based out of North Carolina and Texas. Riley has worked their career at Lpl Financial LLC. Lpl Financial LLC is based out of Charlotte, North Carolina, and has 8,011 additional locations throughout the nation. As a registered investment firm, Lpl Financial LLC manages $153 billion in assets across 680,466 client accounts and employs more than 22,703 people. The firm's total assets under management makes it one of the largest financial advisory firms in the United States. The firm manages 655,827 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 23% of the advisor firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Lpl Financial LLC can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

1325 Myrtle Ave
Charlotte, NC 28203-4541

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$152,530,468,356

NC Average: $16,012,751,954
Total Number of Employees

22,703

NC Average: 118
Total Number of Accounts

680,466

NC Average: 4,567
Average Account Size

$224,156

NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Jon Riley Work History

Jon has 14 years of experience.

2004 - Present (15 years)

Lpl Financial LLC

Disclosures

Jon Riley has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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