Joseph
Lloyd
Principal Securities, Inc
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About this Advisor
Joseph Lloyd is a financial advisor working out of Raleigh, North Carolina with 3 years of relevant experience. Lloyd is on the advisory team at Principal Securities, Inc. Their career trajectory has included roles at National Securities Corp, National Asset Management, Principal Life Insurance Company and Principal Securities Inc. Lloyd has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in North Carolina and Texas. Principal Securities, Inc is an advisory business that has its headquarters in Des Moines, IA. The company has offices in 350 locations and a total of 1,430 people on staff. It handles $9 billion in total assets among its 46,075 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to 34 charitable organizations. Of its 46,075 client accounts, just 3% are held by high-net-worth individuals who have greater than $1 million in investable assets. Principal Securities, Inc offers a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely vary depending on which service is offered. However, fees charged by Principal Securities, Inc can include any blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Joseph Lloyd Work History
Joseph has been registered as a financial advisor for 3 years.*
Principal Life Insurance Company
Principal Securities Inc
National Securities Corp
National Asset Management
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joseph Lloyd to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Milwaukee, WI
Seattle, WA
Birmingham, AL
Puyallup, WA
Tampa, FL
Des Moines, IA
Bethesda, MD
Lansing, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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