Karl
Stuppnig

Mml Investors Services, LLC

CRD#2964308
Investment Advisor
in Charlotte, NC
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About this Advisor

Karl Stuppnig is a chartered financial consultant operating out of Charlotte, North Carolina, who has 22 years of work experience. Stuppnig currently works for Mml Investors Services, LLC. Over the course of their career, Stuppnig has held roles at Northwestern Mutual Life Ins. Co, Northwestern Mutual Investment Services, LLC, Metlife Securities, Inc, Massmutual Life Insurance Co and Mml Investors Services, LLC. Stuppnig has a Series 63 license, qualifying them as a securities agent, and is able to work in North Carolina. Mml Investors Services, LLC is a registered investment company that has its headquarters in Charlotte, North Carolina. The company has offices in 1,335 locations and a total of 8,095 financial advisors. It administers $29 billion in total assets among its 238,365 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 512 charitable organizations. The company offers a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice vary depending on which services the firm provides the client. However, fee types billed by Mml Investors Services, LLC can include some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years of Experience

22 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

11121 Carmel Commons Boulevard Suite 410
Charlotte, NC 28226

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$30,087,392,846

NC Average: $16,012,751,954
Total Number of Employees

7,805

NC Average: 118
Total Number of Accounts

185,684

NC Average: 4,567
Average Account Size

$162,035

NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Karl Stuppnig Work History

Karl has 22 years of experience.

2017 - Present (2 years)

Mml Investors Services, LLC

2016 - Present (3 years)

Massmutual Life Insurance Co

2012 - 2017 (5 years)

Metlife Securities, Inc

1997 - 2012 (15 years)

Northwestern Mutual Investment Services, LLC

1996 - 2012 (16 years)

Northwestern Mutual Life Ins. Co

Disclosures

Karl Stuppnig has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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