Katheryn
Woodruff

Vanguard Advisers Inc

CRD#4998035
Investment Advisor
in Charlotte, NC
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About this Advisor

Katheryn Woodruff is a certified financial planner working in Charlotte, North Carolina, who has been in the financial industry for 13 years. Woodruff is currently employed by Vanguard Advisers Inc. Their career trajectory has included roles at The Vanguard Group, Inc and Junior League Of Charlotte. Woodruff holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in North Carolina and Texas. Vanguard Advisers Inc is a company that has its headquarters in Charlotte, North Carolina. The firm has offices in three locations and a total of 878 advisors. It handles $151 billion in total assets across its 661,667 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm advises 583 charitable organizations. Of its 661,667 customer accounts, just 4% belong to high-net-worth individuals who have more than $1 million in assets. Vanguard Advisers Inc has a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees for financial advisory services usually are based on the type of financial services. Fees charged by Vanguard Advisers Inc can include any combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway 1 North Falls Plaza, Ste 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$160,926,810,750

NC Average: $15,833,994,310
Total Number of Employees

984

NC Average: 41
Total Number of Accounts

460,532

NC Average: 3,342
Average Account Size

$349,437

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Katheryn Woodruff Work History

Katheryn has 13 years of experience.

2005 - Present (14 years)

The Vanguard Group, Inc

2014 - 2015 (1 year)

Junior League Of Charlotte

Disclosures

Katheryn Woodruff has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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