Kevin
Phillips

Robert W. Baird & Co. Inc

CRD#2111363
Investment Advisor
in Charlotte, NC
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About this Advisor

Kevin Phillips is a certified financial planner who works in Charlotte, North Carolina, who has been in the financial industry for 10 years. Phillips is an advisor for Robert W. Baird & Co. Inc. Their career trajectory has included roles at Wells Fargo Advisors LLC, Wachovia Securities, LLC and Robert W. Baird & Co. Inc. Phillips has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in Florida and North Carolina. Robert W. Baird & Co. Inc is a company headquartered in Charlotte, North Carolina. It has offices in 81 locations and a total of 2,366 employees. It oversees $133 billion in assets under management across its 137,293 client accounts, making it one of the biggest firms in the United States by assets under management. The firm provides financial advice to 644 charities and foundations. Of its 137,293 customer accounts, 16% are associated with high-net-worth investors who have more than $1 million in investable assets. The firm performs a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Fees for financial management usually vary depending on the financial services provided. Fee types billed by Robert W. Baird & Co. Inc can be comprised of any blend of asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

4350 Congress St Suite 400
Charlotte, NC 28209

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Robert W. Baird & Co. Inc Brokerage Details

Total Assets Under Management

$140,256,468,481

NC Average: $2,826,565,184
Total Number of Employees

2,622

NC Average: 43
Total Number of Accounts

156,595

NC Average: 1,898
Average Account Size

$895,664

NC Average: $1,489,234

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Kevin Phillips Work History

Kevin has 10 years of experience.

2013 - Present (6 years)

Robert W. Baird & Co. Inc

2009 - 2013 (4 years)

Wells Fargo Advisors LLC

2008 - 2009 (1 year)

Wachovia Securities, LLC

Disclosures

Kevin Phillips has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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