Kevin
Phinney
Principal Securities, Inc
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About this Advisor
Kevin Phinney is a financial advisor based in Charlotte, North Carolina, working with Principal Securities, Inc. Kevin has previously held positions at First Investors Corporation, Foresters Financial Services, Arc Of Union/Cabarrus, Principal Securities Inc, Principal Life Insurance Company, and Fulcrum Capital Partners. Kevin has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in North Carolina and Texas. Currently, Kevin is part of Principal Securities, Inc, which operates out of Charlotte, North Carolina. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$12,105,712,948
1,349
54,844
$220,730
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Kevin Phinney Work History
Principal Securities Inc
Principal Life Insurance Company
Fulcrum Capital Partners
Arc Of Union/Cabarrus
Foresters Financial Services
Foresters Financial Services
First Investors Corporation
First Investors Corporation
Disclosures
Please visit the SEC profile of Kevin Phinney to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Latham, NY
Melville, NY
Cedar Falls, IA
Almond, NY
San Diego, CA
Houston, TX
Elkhorn, NE
Charlotte, NC
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