Kevin
Swan

Mutual Of Omaha Investor Services, Inc

CRD#2722061
Investment Advisor
in Charlotte, NC
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About this Advisor

Kevin Swan is an investment advisor who works out of Charlotte, North Carolina. Currently a registered financial advisor at Mutual Of Omaha Investor Services, Inc, they have accrued a notable 24 years of experience as a financial advisor. Swan maintains Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Swan can act as a financial advisor in North Carolina. The advisor has gained experience at Mutual/United Of Omaha Insurance Company and Mutual Of Omaha Investor Services, Inc. Mutual Of Omaha Investor Services, Inc is located in Charlotte, North Carolina, and operates out of 112 other locations throughout the country. As an advisor firm, Mutual Of Omaha Investor Services, Inc employs more than 330 people. None of the advisory firm's clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in capital. Mutual Of Omaha Investor Services, Inc offers financial planning services, portfolio management for individuals and small businesses and selection of other advisers. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

24 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

13900 Conlan Circle Suite 150
Charlotte, NC 28277

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Mutual Of Omaha Investor Services, Inc Brokerage Details

Total Number of Employees

375

NC Average: 226

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Kevin Swan Work History

Kevin has 24 years of experience.

1994 - Present (25 years)

Mutual/United Of Omaha Insurance Company

1994 - Present (25 years)

Mutual Of Omaha Investor Services, Inc

Disclosures

Kevin Swan has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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