Lisa
Roche-Berlage

Vanguard Advisers Inc

CRD#5353050
Investment Advisor
in Charlotte, NC
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About this Advisor

Lisa Roche-Berlage is a certified financial planner working in Charlotte, North Carolina, who has been in the industry for 15 years. Roche-Berlage works at Vanguard Advisers Inc. During their career, the advisor has held roles at Wipfli Hewins Investment Advisors, LLC, Lcv Wealth Management, LTD and The Vanguard Group, Inc. Roche-Berlage has Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Alabama, North Carolina, Texas, Rhode Island, Arizona, Louisiana, Michigan, Montana, Nevada and Pennsylvania. Vanguard Advisers Inc is a business operating out of Charlotte, North Carolina. The firm has offices in three locations and a total of 878 people on staff. It oversees $151 billion in assets between its 661,667 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm advises 583 charitable organizations. Of its 661,667 client accounts, just 4% belong to high-net-worth investors who have at least $1 million in assets. The business provides a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors typically are based on which services the firm provides the client. Fee types billed by Vanguard Advisers Inc likely include asset-based and fixed fees.

Certifications and Registrations

Series 65, Series 63, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway One North Falls Plaza
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$160,926,810,750

NC Average: $15,833,994,310
Total Number of Employees

984

NC Average: 41
Total Number of Accounts

460,532

NC Average: 3,342
Average Account Size

$349,437

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Lisa Roche-Berlage Work History

Lisa has 15 years of experience.

2014 - Present (5 years)

The Vanguard Group, Inc

2010 - 2014 (4 years)

Wipfli Hewins Investment Advisors, LLC

2003 - 2010 (7 years)

Lcv Wealth Management, LTD

Disclosures

Lisa Roche-Berlage has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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