Lorinda
Spivey

Cetera Investment Advisers LLC

CRD#2862604
Investment Advisor
in Cary, NC

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About this Advisor

Lorinda Spivey is a certified financial planner who works in Cary, North Carolina with a total of 3 years of relevant experience. Spivey is an employee of Cetera Investment Advisers LLC. Their career trajectory has included roles at First Allied Securities, Inc, Financial Directions Group, First Allied Advisory Services, Inc, First Allied Advisory Services and Cetera Advisors LLC. Spivey has a Series 63 license, qualifying them as a securities broker, and is registered to advise clients in North Carolina and Texas. Cetera Investment Advisers LLC is an advisory company operating out of Schaumburg, IL. The company has offices in 1,614 locations and a total of 3,094 advisors. It has $33 billion in assets across its 176,986 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm serves 431 charitable organizations. Of its 176,986 accounts, 23% are associated with high-net-worth clients who have more than $1 million in investable assets. Cetera Investment Advisers LLC provides a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules vary depending on which service is offered. Fees billed by Cetera Investment Advisers LLC can be comprised of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

5001 Weston Parkway Suite 200
Cary, NC 27513

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

NC Average: $6,674,516,078
Total Number of Employees

3,094

NC Average: 44
Total Number of Accounts

176,986

NC Average: 2,564
Average Account Size

$188,469

NC Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Lorinda Spivey Work History

Lorinda has been registered as a financial advisor for 3 years.*

2022 - Present (2 years)

Cetera Advisors LLC

2020 - Present (4 years)

First Allied Advisory Services

2001 - Present (23 years)

Financial Directions Group

2012 - 2020 (8 years)

First Allied Advisory Services, Inc

2008 - 2022 (14 years)

First Allied Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Lorinda Spivey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Stuart Wilson
Athens, AL
Larry Ellis
Edmond, OK
Erin Mcclain
Philadelphia, PA
Howard Hsieh
Irvine, CA
Kory Doty
Effingham, IL
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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