Commonwealth Financial Network

Investment Advisor
in Raleigh, NC
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About this Advisor

Lorraine Johnson is a certified financial planner and chartered financial analyst who lives in Raleigh, North Carolina. Currently a registered investment advisor with Commonwealth Financial Network, Johnson has 11 years of professional experience. Johnson has a Series 63 license, designating them as a securities representative. Johnson is registered to act as a financial advisor based out of North Carolina. Throughout their career, they have worked at Royal Alliance Associates, Triad Financial Advisors, Inc, Royal Alliance Associates Inc and Commonwealth Financial Network. Commonwealth Financial Network is headquartered in Raleigh, North Carolina, and has 1,090 additional locations in the nation. Overall, Commonwealth Financial Network oversees $81 billion in assets across 335,560 client accounts and retains more than 3,200 people. The level of assets currently under the firm's management makes it one of the biggest financial advisory firms in the nation. The firm manages 328,891 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 3% of the advisor firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Commonwealth Financial Network can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner, Chartered Financial Analyst

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

4700 Homewood Court Suite 340
Raleigh, NC 27609

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management


NC Average: $16,012,751,954
Total Number of Employees


NC Average: 118
Total Number of Accounts


NC Average: 4,567
Average Account Size


NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Lorraine Johnson Work History

Lorraine has 11 years of experience.

2017 - Present (2 years)

Commonwealth Financial Network

2013 - 2017 (4 years)

Royal Alliance Associates Inc

2013 - 2017 (4 years)

Royal Alliance Associates Inc

2007 - 2013 (6 years)

Royal Alliance Associates

2007 - 2013 (6 years)

Triad Financial Advisors, Inc


Lorraine Johnson has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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