Principal Securities, Inc
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About this Advisor
Marc Shepherd is a financial advisor working in Concord, North Carolina with a total of 4 years of industry experience. Shepherd is currently employed by Principal Securities, Inc. Their career trajectory has included roles at Massachusetts Mutual Life Insurance Co, Mml Investors Services LLC, Suntrust Bank, Principal Life Insurance Company, Principal Securities Inc, Union Financial, Inc and Optima Financial Services. Shepherd maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in North Carolina. Principal Securities, Inc is a firm that has its headquarters in Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 advisors. It handles $9 billion in total assets across its 46,075 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 34 charities and foundations. Of its 46,075 accounts, just 3% belong to high-net-worth clients who have at least $1 million in assets. Principal Securities, Inc offers a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees largely depend on which services are offered. However, fee types charged by Principal Securities, Inc most likely include any blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
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Principal Securities, Inc Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Marc Shepherd Work History
Marc has been registered as a financial advisor for 4 years.*
Union Financial, Inc
Optima Financial Services
Principal Life Insurance Company
Principal Securities Inc
Massachusetts Mutual Life Insurance Co
Mml Investors Services LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Marc Shepherd to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
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