Principal Securities, Inc
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About this Advisor
Mary Norton is a certified financial planner based in Raleigh, North Carolina, who has been in the industry for 10 years. Norton is currently employed by Principal Securities, Inc. Throughout their career, Norton has worked at Waddell & Reed, Inc, Various Insurance Carriers For W & R Insurance Agencies, Principal Securities Inc and Principal Life Insurance Company. Norton has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in North Carolina. Principal Securities, Inc is a financial advisory firm that has its headquarters in Raleigh, North Carolina. The firm has offices in 354 locations and a total of 1,687 advisors. It has $6 billion in assets across its 28,235 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides financial advisory services to 30 charitable organizations. Of its 28,235 accounts, just 2% are associated with high-net-worth investors who have more than $1 million in investable assets. The advisory firm performs a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Financial advisory fee schedules depend on which services the firm provides the client. Fee types billed by Principal Securities, Inc likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Principal Securities, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Mary Norton Work History
Mary has 10 years of experience.
Principal Securities Inc
Principal Life Insurance Company
Waddell & Reed, Inc
Various Insurance Carriers For W & R Insurance Agencies
Mary Norton has no disclosures.
Please visit their SEC profile for more details.