Mathias
Rick
Mml Investors Services, LLC
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About this Advisor
Mathias Rick is a financial advisor located in Charlotte, North Carolina. Currently a registered financial advisor with Mml Investors Services, LLC, Rick has an impressive 36 years of professional experience. Rick maintains a Series 63 license, which certifies them as a securities broker. Rick is registered to act as a financial advisor in North Carolina. The advisor has gained experience at First Investors Corporation, First Investors Advisory Services LLC, Metlife Securities, Mass Mutual Life Insurance Co and Mml Investors Services, LLC. Mml Investors Services, LLC is headquartered in Charlotte, North Carolina, and operates out of 1,335 additional offices across the country. In aggregate, Mml Investors Services, LLC manages $29 billion in assets across 238,365 accounts and employs more than 8,095 people. The firm's total assets under management makes it one of the biggest financial advisory firms in the country. The firm manages 50,683 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. None of the advisory firm's 238,365 clients are regarded as high-net-worth individuals, who are defined as investors who have more than $1 million in assets. Mml Investors Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Mml Investors Services, LLC Brokerage Details

$28,659,207,084

8,095

238,365

$120,232

Let us help match you with the right financial advisor for your needs.
Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Mathias Rick Work History
Mathias has 36 years of experience.
Mml Investors Services, LLC
Mass Mutual Life Insurance Co
First Investors Advisory Services LLC
Metlife Securities
First Investors Corporation
Disclosures
Mathias Rick has no disclosures.
Please visit their SEC profile for more details.
This content was compiled from the SEC and FINRA.
