Matthew
Fleming

Vanguard Advisers Inc

CRD#5138698
Investment Advisor
in Charlotte, NC
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About this Advisor

Matthew Fleming is a certified financial planner operating out of Charlotte, North Carolina, with 12 years of work experience. Fleming is currently employed by Vanguard Advisers Inc. Over the course of their career, they have held roles at The Vanguard Group, Inc and Vanguard Advisors, Inc. Fleming holds a Series 63 license, designating them as a securities representative, and is approved to work in Alabama, Arizona, Louisiana, Michigan, Montana, Nevada, Pennsylvania, Rhode Island, Texas and North Carolina. Vanguard Advisers Inc is a financial advisory company based in Charlotte, North Carolina. The company has offices in three locations and a total of 878 financial advisors. It has $151 billion in assets between its 661,667 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm advises 583 charitable organizations. Of its 661,667 accounts, just 4% are associated with high-net-worth clients who have at least $1 million in investable assets. The company offers a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors vary depending on which services the firm provides the client. However, fees billed by Vanguard Advisers Inc may include some combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway 1 North Falls Plaza Ste 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$151,085,275,109

NC Average: $15,833,994,310
Total Number of Employees

878

NC Average: 41
Total Number of Accounts

661,667

NC Average: 3,342
Average Account Size

$228,340

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Matthew Fleming Work History

Matthew has 12 years of experience.

2014 - Present (5 years)

Vanguard Advisors, Inc

2006 - Present (13 years)

The Vanguard Group, Inc

Disclosures

Matthew Fleming has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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