Royal Alliance Associates, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Max Hockenberry is a certified financial planner and chartered financial consultant who works out of Charlotte, North Carolina, who has been in the financial industry for 32 years. Hockenberry is on the advisory team at Royal Alliance Associates, Inc. Throughout their career, they have worked at Royal Alliance Associates, Inc, Signator Investors, Inc and Maxworth Consulting Group, LLC. Hockenberry has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in North Carolina. Royal Alliance Associates, Inc is a registered investment firm that has its headquarters in Charlotte, North Carolina. It has offices in 459 locations and a total of 1,933 people on staff. It controls $8 billion in assets between its 30,657 client accounts, placing it among the largest firms in the country by assets under management. The firm advises 40 charitable organizations. Of its 30,657 accounts, just 13% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The business has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management usually are based on which services the firm provides the client. Fee types charged by Royal Alliance Associates, Inc may include any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Royal Alliance Associates, Inc Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Max Hockenberry Work History
Max has 32 years of experience.
Royal Alliance Associates, Inc
Maxworth Consulting Group, LLC
Signator Investors, Inc
Max Hockenberry has disclosures.
Please visit their SEC profile for more details.