Michael
Arner

Securities America Advisors, Inc

CRD#4770297
Investment Advisor
in Charlotte, NC

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About this Advisor

Michael Arner is a financial advisor who works out of Charlotte, North Carolina with 3 years of industry experience. Arner is an advisor for Securities America Advisors, Inc. Over the course of their career, Arner has held roles at E*Trade Securities LLC, E*Trade Capital Management, LLC, Investacorp Inc, Investacorp Advisory Services, Highland Brokerage Capital, Securities America, Inc, Securities America Advisors, Inc, Valic Financial Advisors, Inc, Pnc Investments, LLC, Rsl Financial and Salt Payroll Consultants. Arner maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in North Carolina. Securities America Advisors, Inc is a financial advisory firm based in La Vista, NE. The company has offices in 1,469 locations and a total of 3,748 advisors. It handles $38 billion in assets under management across its 200,228 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm advises five charitable organizations. Of its 200,228 customer accounts, just 5% belong to high-net-worth clients who have more than $1 million in assets. Securities America Advisors, Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically are based on which services are offered. However, fee types charged by Securities America Advisors, Inc can be comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

15801 Brixham Hill Ave Ste 450
Charlotte, NC 28277

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$38,163,842,160

NC Average: $1,978,216,465
Total Number of Employees

3,748

NC Average: 226
Total Number of Accounts

200,228

NC Average: 7,467
Average Account Size

$190,602

NC Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Michael Arner Work History

Michael has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Securities America, Inc

2020 - Present (4 years)

Securities America Advisors, Inc

2018 - Present (6 years)

Highland Brokerage Capital

2020 - 2020 (< 1 year)

Investacorp Inc

2020 - 2020 (< 1 year)

Investacorp Advisory Services

2017 - 2018 (1 year)

Valic Financial Advisors, Inc

2017 - 2017 (< 1 year)

Salt Payroll Consultants

2016 - 2016 (< 1 year)

Pnc Investments, LLC

2016 - 2017 (1 year)

Rsl Financial

2013 - 2015 (2 years)

E*Trade Securities LLC

2013 - 2015 (2 years)

E*Trade Capital Management, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Arner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Securities America Advisors, Inc

Denis Conlon
Orland Park, IL
Steven Felchle
Bismarck, ND
Wesley Brown
La Vista, NE
Derek Bohne
Midvale, UT
Hugh Carter
Richmond, VA
Luca Procel
Issaquah, WA
Donald Seaman
La Vista, NE
Mark Hansen
San Jose, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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