Orlando
Ricci
Principal Securities, Inc
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About this Advisor
Orlando Ricci is a financial advisor based in Charlotte, North Carolina, working with Principal Securities, Inc. Orlando has previously held positions at Freelance, Film Industry, Appen Global, Timeless Loving Care Foundation, New York Life Insurance Co, Nylife Securities LLC, Nchsaa, Principal Securities Inc, Principal Life Insurance Company, and Principal Advised Services. Orlando has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Texas. Currently, Orlando is part of Principal Securities, Inc, which operates out of Charlotte, North Carolina. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$12,105,712,948
1,349
54,844
$220,730
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Orlando Ricci Work History
Principal Advised Services
Principal Securities Inc
Principal Life Insurance Company
New York Life Insurance Co
Nylife Securities LLC
Appen Global
Timeless Loving Care Foundation
Freelance
Film Industry
Nchsaa
Disclosures
Please visit the SEC profile of Orlando Ricci to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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