Paul
Spencer
W&S Brokerage Services, Inc
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About this Advisor
Paul Spencer is a financial advisor operating out of Charlotte, North Carolina. Spencer is on the advisory team at W&S Brokerage Services, Inc. During their career, the advisor has held roles at Salty Caper, Lanzera Consulting, Paulies Brick Oven Pizza, Thrivent Investment Management Inc and Thrivent Financial. Spencer maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in North Carolina. W&S Brokerage Services, Inc is a registered investment business that has its headquarters in Cincinnati, OH. The investment advisory business has offices in 50 locations and a total of 71 financial advisors. It oversees $54 million in total assets among its 233 accounts, placing it among the smaller investment advisory firms in the United States by assets under management. W&S Brokerage Services, Inc has a few services, such as portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fee schedules typically depend on which service is offered. Fees charged by W&S Brokerage Services, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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W&S Brokerage Services, Inc Brokerage Details
$53,837,000
71
233
$231,060
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Paul Spencer Work History
Paul has been registered as a financial advisor for 0 years.*
Thrivent Investment Management Inc
Thrivent Financial
Thrivent Financial
Salty Caper
Lanzera Consulting
Paulies Brick Oven Pizza
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Paul Spencer to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at W&S Brokerage Services, Inc
Ft Mitchell, KY
Wayne, PA
Findlay, OH
Wayne, PA
Asheville, NC
Cary, NC
Troy, MI
Cary, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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