Royal Alliance Associates, Inc

Investment Advisor
in Raleigh, NC
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About this Advisor

Philip Romano is a certified financial planner operating out of Raleigh, North Carolina, who has been in the financial industry for 10 years. Romano is an employee of Royal Alliance Associates, Inc. During their career, Romano has held roles at Allegheny Financial Group, Atos Corporation, Digital Bridge Communications, Royal Alliance Associates, Inc and Capitol Financial Solutions. Romano has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in North Carolina. Royal Alliance Associates, Inc is a financial advisory firm operating out of Raleigh, North Carolina. It has offices in 459 locations and a total of 1,933 people on staff. It has $8 billion in assets between its 30,657 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm serves 40 charitable organizations. Of its 30,657 accounts, just 13% are associated with high-net-worth investors who have more than $1 million in assets. Royal Alliance Associates, Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules typically are based on the type of financial services. Fee types billed by Royal Alliance Associates, Inc likely include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

8816 Six Forks Road Suite 301
Raleigh, NC 27615

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management


NC Average: $10,121,009,343
Total Number of Employees


NC Average: 92
Total Number of Accounts


NC Average: 6,978
Average Account Size


NC Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Philip Romano Work History

Philip has 10 years of experience.

2018 - Present (1 year)

Royal Alliance Associates, Inc

2017 - Present (2 years)

Capitol Financial Solutions

2012 - 2017 (5 years)

Allegheny Financial Group

2010 - 2012 (2 years)

Atos Corporation

2008 - 2010 (2 years)

Digital Bridge Communications


Philip Romano has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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