Randolph
Roark

Vanguard Advisers Inc

CRD#4790783
Investment Advisor
in Charlotte, NC
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About this Advisor

Randolph Roark is a certified financial planner based in Charlotte, North Carolina, who has been in the advisory business for 14 years. Roark is currently employed by Vanguard Advisers Inc. They have spent the entirety of their time as a financial advisor at Vanguard Advisers Inc. Roark has a Series 63 license, designating them as a securities broker, and can serve investors in North Carolina and Texas. Vanguard Advisers Inc is a business that has its headquarters in Charlotte, North Carolina. The firm has offices in three locations and a total of 878 employees. It controls $151 billion in assets between its 661,667 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 583 charities and foundations. Of its 661,667 accounts, just 4% belong to high-net-worth individuals who have more than $1 million in assets available to invest. Vanguard Advisers Inc provides a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Financial advisory fees typically depend on the type of financial services offered. However, fees charged by Vanguard Advisers Inc can be comprised of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

Yes

Office Location

2525 Waterridge Pkwy 1 North Falls Plaza Suite 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$160,926,810,750

NC Average: $15,833,994,310
Total Number of Employees

984

NC Average: 41
Total Number of Accounts

460,532

NC Average: 3,342
Average Account Size

$349,437

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Randolph Roark Work History

Randolph has 14 years of experience.

2004 - Present (15 years)

The Vanguard Group, Inc

Disclosures

Randolph Roark has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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