Principal Securities, Inc
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About this Advisor
Randy See is a certified financial planner based in Raleigh, North Carolina. Currently a registered investment advisor at Principal Securities, Inc, See has 12 years of experience in the financial advisory industry. See has a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. See can work with clients in North Carolina. Their career trajectory has included roles at Principal Life Insurance Co, Princor Financial Services Corp, Bb & T, East Carolina University, State Farm Insurance-Agent Gary Elliott, State Farm Vp Management Corp, State Farm Insurance-Agent Chris Herrmann, Princor Financial Services Corporation and Principal Life Insurance Company. Principal Securities, Inc is based out of Raleigh, North Carolina, and operates out of 354 other brick-and-mortar locations in the nation. In total, Principal Securities, Inc oversees $6 billion in assets dispersed across 28,235 accounts and employs more than 1,687 people. The firm's total assets under management places it among the largest financial advisory firms in the nation. The firm manages 12,357 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 2% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Principal Securities, Inc offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Principal Securities, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Randy See Work History
Randy has 12 years of experience.
Mid Atlantic Executive Benefits
Princor Financial Services Corporation
Principal Life Insurance Company
State Farm Insurance-Agent Gary Elliott
State Farm Vp Management Corp
State Farm Insurance-Agent Chris Herrmann
State Farm Vp Management Corp
Principal Life Insurance Co
Princor Financial Services Corp
Bb & T
East Carolina University
Randy See has no disclosures.
Please visit their SEC profile for more details.