Rashad
Sullivan

Captrust

CRD#5619058
Investment Advisor
in Raleigh, NC

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About this Advisor

Rashad Sullivan is a financial advisor based in Raleigh, North Carolina, working with Captrust. Rashad has previously held positions at Fidelity Brokerage Services LLC, Wells Fargo Clearing Services, LLC, Capfinancial Securities LLC, and Capfinancial Partners LLC (Captrust). Rashad has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in North Carolina. Currently, Rashad is part of Captrust, which operates out of Raleigh, North Carolina. The firm has 69 offices and 1,554 employees. The firm manages assets totaling $852.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. The fee structure at Captrust includes asset-based, hourly, fixed, and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees

Office Location

4208 Six Forks Rd Suite 1700
Raleigh, NC 27609

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Captrust Brokerage Details

Total Assets Under Management

$852,173,054,617

NC Average: $3,625,019,099
Total Number of Employees

1,554

NC Average: 22
Total Number of Accounts

100,603

NC Average: 1,917
Average Account Size

$8,470,653

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters

Rashad Sullivan Work History

2022 - Present (3 years)

Capfinancial Securities LLC

2022 - Present (3 years)

Capfinancial Partners LLC (Captrust)

2018 - 2022 (4 years)

Wells Fargo Clearing Services, LLC

2008 - 2018 (10 years)

Fidelity Brokerage Services LLC

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Disclosures

Please visit the SEC profile of Rashad Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Captrust

James Cumalander
Wenatchee, WA
John Buckley
Boston, MA
Marguerite Fagan-Whitmore
New Hyde Park, NY
Ryan Lee
Dayton, OH
Jessica Mayo
San Antonio, TX
Jeffrey Freiser
Tampa, FL
Audrey Scroggs
Phoenix, AZ
David Stix
Houston, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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