Reginald
Dees

Cambridge Investment Research Advisors, Inc

CRD#1385302
Investment Advisor
in Charlotte, NC
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About this Advisor

Reginald Dees is a certified financial planner based in Charlotte, North Carolina, with a total of 15 years in the industry. Dees is an advisor for Cambridge Investment Research Advisors, Inc. Over the course of their career, Dees has held roles at Geneos Wealth Management, Inc, Brent Dees Financial Planning, Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc and Focus Four, Inc. Dees has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to operate in North Carolina. Cambridge Investment Research Advisors, Inc is a firm headquartered in Charlotte, North Carolina. It has offices in 1,728 locations and a total of 2,672 employees. It controls $40 billion in assets under management across its 225,374 customer accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm serves 175 charities and foundations. Of its 225,374 accounts, just 7% are held by high-net-worth clients who have more than $1 million in assets. The business provides a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees charged by financial advisors largely are based on the financial services provided. Fees billed by Cambridge Investment Research Advisors, Inc most likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

6135 Park South Dr Ste 510
Charlotte, NC 28210

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$44,327,336,213

NC Average: $9,259,360,772
Total Number of Employees

2,857

NC Average: 166
Total Number of Accounts

276,236

NC Average: 7,189
Average Account Size

$160,469

NC Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Reginald Dees Work History

Reginald has 15 years of experience.

2013 - Present (6 years)

Cambridge Investment Research, Inc

2013 - Present (6 years)

Cambridge Investment Research Advisors, Inc

2006 - 2013 (7 years)

Geneos Wealth Management, Inc

2004 - Present (15 years)

Focus Four, Inc

2003 - Present (16 years)

Brent Dees Financial Planning

Disclosures

Reginald Dees has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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