Richard
Alexander

Steward Partners Investment Advisory, LLC

CRD#4497783
Investment Advisor
in New York, NY

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About this Advisor

Richard Alexander is a chartered financial consultant who works in New York, New York with a total of 1 year of relevant experience. Alexander is currently employed by Steward Partners Investment Advisory, LLC. Their career trajectory has included roles at Wells Fargo Bank Na, Wells Fargo Advisors LLC, Valmark Securities, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Steward Partners Investment Solutions, LLC and Steward Partners Global Advisory, LLC. Alexander maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in North Carolina and Texas. Steward Partners Investment Advisory, LLC is a registered investment company that has its headquarters in New York, NY. The company has offices in 45 locations and a total of 363 financial advisors. It manages $12 billion in assets between its 27,637 customer accounts, making it one of the largest firms in the nation by assets under management. The firm advises 45 charitable organizations. Of its 27,637 accounts, 55% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Financial advisory fees depend on the type of services. However, fees billed by Steward Partners Investment Advisory, LLC likely consist of some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

140 E. 45Th Street 36Th Floor
New York, NY 10017

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Steward Partners Investment Advisory, LLC Brokerage Details

Total Assets Under Management

$12,168,947,752

NY Average: $7,464,549,021
Total Number of Employees

363

NY Average: 88
Total Number of Accounts

27,637

NY Average: 3,892
Average Account Size

$440,314

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other

Richard Alexander Work History

Richard has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Steward Partners Investment Solutions, LLC

2022 - Present (2 years)

Steward Partners Global Advisory, LLC

2018 - Present (6 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2018 - Present (6 years)

Bank Of America, N.A

2013 - 2018 (5 years)

Valmark Securities, Inc

2012 - 2013 (1 year)

Wells Fargo Bank Na

2012 - 2013 (1 year)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Alexander to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Steward Partners Investment Advisory, LLC

Robert Slatkin
New York, NY
Michael Heath
Clearwater, FL
Robert Ibrahim
Somerville, NJ
Russell Woodward
New York, NY
Amanda Sachs
New York, NY
Peter Shanahan
New York, NY
Alice Winters
New York, NY
James Nylund
Portland, ME

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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