Richard
Brock
Gallagher Fiduciary Advisors, LLC
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About this Advisor
Richard Brock is a financial advisor based in Charlotte, North Carolina, working with Gallagher Fiduciary Advisors, LLC. Richard has previously held positions at Nfp Securities, Inc, Triad Advisors, and Gallagher Fiduciary Advisors, LLC. Richard has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in North Carolina and Texas. Currently, Richard is part of Gallagher Fiduciary Advisors, LLC, which operates out of Charlotte, North Carolina. The firm has 45 offices and 211 employees. The firm manages assets totaling $10.2 billion and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. The fee structure at Gallagher Fiduciary Advisors, LLC includes asset-based, hourly, and fixed fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Gallagher Fiduciary Advisors, LLC Brokerage Details
$10,243,478,622
211
4,100
$2,498,409
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Richard Brock Work History
Triad Advisors
Gallagher Fiduciary Advisors, LLC
Nfp Securities, Inc
Disclosures
Please visit the SEC profile of Richard Brock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Gallagher Fiduciary Advisors, LLC
Charlotte, NC
Boston, MA
Dallas, TX
Dallas, TX
Boston, MA
Dallas, TX
Boston, MA
Rolling Meadows, IL
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
